UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On January 15, 2026, Aeluma, Inc. (the “Company”) held its 2025 Annual General Meeting of shareholders (the “Annual Meeting”). At the Annual Meeting, the Company’s shareholders voted on two proposals. At the beginning of the Annual Meeting, 9,892,101 shares of common stock of the Company, representing 55.4% of the voting power of the shares entitled to vote at the Annual Meeting, were present or represented by proxy, which constituted a quorum for the transaction of business.
We are filing this Current Report on Form 8-K to disclose the voting results from the Annual Meeting.
| 1. | To re-elect the Class I directors named in the proxy statement to hold office for a 3-year term and until his respective successor is elected and duly qualified. |
| Director’s Name | For | Abstain/ Withheld | Broker Non-Votes1 | |||||||||
| Steven P. DenBaars | 4,996,522 | 1,062,818 | 3,832,761 | |||||||||
| John Paglia | 5,198,937 | 860,403 | 3,832,761 | |||||||||
| 2. | To approve, ratify and confirm the re-appointment of Rose, Snyder & Jacobs LLP as the Company’s independent auditors for the year ending June 30, 2026, and to authorize the Board of Directors to fix their remuneration. |
| For | Against | Abstain | ||
| 9,822,341 | 57,925 | 11,835 |
Each of Mr. DenBaars and Mr. Paglia received a plurality of the votes cast and were re-elected to our Board of Directors, and the shareholders approved the second proposal.
(1) A broker non-vote occurs when a broker, bank or other nominee holding shares for a beneficial owner does not vote on a particular proposal because the nominee does not have discretionary voting power with respect to the item and has not received voting instructions from the beneficial owner of the shares it holds. Broker non-votes are counted when determining whether the necessary quorum of stockholders is present or represented at each annual meeting.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AELUMA, INC. | ||
| Date: January 20, 2026 | By: | /s/ Jonathan Klamkin |
| Jonathan Klamkin | ||
| President, Chief Executive Officer, and Director | ||
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